Broadband Capital Management

BCM is a boutique Investment Bank / Merchant Bank focused on helping fast-growing companies access the capital markets through non-traditional public offerings

HOME | MANAGEMENT | PROFILE TRANSACTIONS | COMMITTED CAPITAL | ACCOUNT | CONTACT US

PROFILE TRANSACTIONS

    IPO for an innovative funding vehicle -- Committed Capital Acquisition Corporation (CCAC)

Committed Capital Acquisition Corp IPO
  • BCM acted as sole lead manager for the IPO which priced on October 24, 2011

  • BCM principals comprise the management and Board of Directors for Committed Capital

  • CCAC has the ability to close a business combination:
    • without shareholder vote
    • without shareholder redemption
    • without warrant overhang

  • $67.5 million in cash to fund a business combination: includes $10 million committed from initial shareholders and $28.75 million in cash from excercise of warrrants within 45 days of the effectiveness of the post-transaction registration statement

    Reverse Merger for an Environmental Services Business -- Swisher Hygiene (SWSH)

Swisher reverse merger
  • BCM acted as exclusive financial advisor to Swisher Hygiene, a leading provider of environmental services led by Wayne Huizenga and Steve Berrard

  • BCM identified a TSX-listed former operating company with $60 million in cash and structured the reverse merger transaction

  • Approximately $60 million in cash contributed by the TSX-listed company

  • Swisher raised nearly $200 million in subsequent financings, was the most acquisitive company during CY 2011 and became a NASDAQ listed company (SWSH)

    Pre-IPO Private Placement for an IME business -- Examworks (EXAM)

Examworks private placement
  • BCM acted as exclusive financial advisor to ExamWorks, a leading provider of independent medical examinations, peer reviews, bill reviews and related services

  • ExamWorks is led by Richard Perlman and Jim Price, the entrepreneurial team behind TuboChef and PracticeWorks

  • BCM acted as principal and agent in a $33 million private placement of convertible preferred stock

  • Six months after the placement, ExamWorks completed a $189.5 million IPO led by Goldman, Sachs & Co.

    IPO and merger funding for a SPAC and a Retail Beverage Business -- Jamba (JMBA)

Services Acquisition Corp Services Acquisition Corp
  • BCM acted as lead-manager of Services' $138 million IPO

  • Services Acquisition Corp. was the first one warrant SPAC

  • Services merged with Jamba, Inc., a leading provider of specialty beverages and food offerings

  • BCM raised $231.6 million in a PIPE transaction closing simultaneously with the merger



Disclosure of SEC rule 11AC1-6 Reports
Business Continuity Disclosure Statement
Privacy Policy
SEC Rule 606